Note that this session was recorded on October 2nd, 2024.  The session and the material remain relevant if you are looking for guidance on how to execute the firms annual monitoring requirements under CSQM1.  This session is for assurance firms.

This session is designed for those tasked with the firm’s quality management system. Together, we will identify the yearly updates necessary for the firm's risk assessment and response documentation, ensuring that the annual monitoring and required remediation are complete. The session aims to aid the firm in maintaining its quality management systems and processes, to prevent the documentation from becoming outdated.

In this session we will cover considerations related to:

• Annual updates to consider for the firm's quality risk assessments and responses
• Review of annual monitoring requirements to be completed by the firm
• Documentation of completed engagement inspections including root cause and remediation documentation
• Keeping your quality management documentation up to date