Lead by example and cultivate a workplace where integrity thrives. This course will empower you to build an ethical culture, fostering trust and accountability across your organization.
As professionals, financial advisers and planners are often called to take the lead in their practice and profession as a whole. In this session, we will introduce the ethical responsibilities that arise from leadership and learn how we can all take responsibility for creating a culture that supports ethical conduct, with practical tips to assist in this.
Join Rhett Das, Managing Director of Integrity Compliance, as he delves into the complexity of ethical decision-making, the difference between ‘business ethics’ and ‘professional ethics’, and extrinsic motivations for ethical conduct. Explore the psychology of wrongdoing and the impact of environmental factors on ethical decision-making, through a variety of case studies and examples.
Key learning outcomes include:
Whether you are in a leadership position, aspiring to one, or simply a professional committed to ethical conduct, this course provides the tools and awareness necessary to model integrity and uphold the highest standards of behavior within your organization.
Australia's Leading Professional Association for the Financial Advice Profession
The Financial Advice Association of Australia (FAAA) is the leading body representing financial planning and financial advice professionals in the Southern Hemisphere. We deliver high-quality learning experiences designed to drive real-world-results for professionals. With thousands of professionals benefiting from our Continuing Professional Development (CPD, PD, CPE, CE) webinars, we’ve helped lawyers, accountants, financial planners, financial advisers, solicitors, fund managers, financial coaches, government officials, insurance and mortgage brokers and many more professionals enhance their skills, stay informed, remain compliant and advance in their careers. We bridge the gap between theory and practice, offering content curated by industry experts to equip you with practical knowledge in high-demand areas. Investing in the FAAA’s professional development content means choosing quality, convenience and credibility. We delve into current issues often with live case studies presented by professionals who walk the talk. Our webinars are not only informative but also practical, providing you with actionable insights that you can apply in your daily practice. Our speakers are from various backgrounds, including law, accounting, finance and more. We specialise in practical training in areas such as Ethics, Regulatory & Compliance, Expat- Tax, Client Care and Technical Competence. Whether you are a professional, recent graduate, manager or lifelong learner, you’ll find practical courses to advance your career with confidence.
Head of Professional Standards | Financial Advice Association Australia (FAAA)
Rob has been working with the FAAA since March 2021 and is responsible for delivering the FAAA’s professionalism function.   He has over 15 years’ experience in the financial services industry in Australia and internationally, working in both the public and private sectors, for wealth management firms, top tier banking groups and regulatory bodies, specialising in dispute resolution and advice review. 
Managing Director at Integrity Compliance
Rhett’s diverse career spans the legal and financial services industries. He has worked as: • A solicitor in private practice • An investigator for the Australian Competition and Consumer Commission (ACCC) • A panel case manager for the Financial Ombudsman Service (FOS) • The Head of Compliance for an ASX listed company that holds two AFS licenses • Rhett has acted as an independent expert in enforceable undertakings Rhett started Integrity Compliance and RDLegal to be able to provide support to AFS Licensees of all shapes and sizes. He felt there was a need to provide a service that understands and caters for the needs of financial advice businesses. He also recently passed the FASEA exam. Rhett has a unique skill set and a deep understanding of the balance needed to achieve both regulatory and commercial outcomes. He also has a passion and energy for our industry and better advice solutions, with 100% commitment to delivering the best solutions.
Provincial regulators of CPAs in Canada do not require that independent providers of CPD be approved to offer courses. Instead, individual CPAs are responsible for assessing whether a CPD activity meets their requirements, and may take activities from any source provided those requirements are met.
Every course offered on LearnFormula is delivered by a qualified subject matter expert or learning organization, and advances learning objectives that are relevant to the responsibilities or professional competencies of Canadian CPAs. All activities on LearnFormula are quantifiable in terms of hours, and are also verifiable, in that users receive documented evidence of their attendance via a certificate of completion after finishing a course (and this certificate is stored by LearnFormula indefinitely). Nearly 100,000 Canadian CPAs successfully satisfy their CPD requirements via LearnFormula on an annual basis.
